Consumer Services Guide (CSG)
Consumer Action Edition
Records Found: 187
- Office of Investor Education and Advocacy (SEC)
The SEC's Office of Investor Education and Assistance provides a variety of services to address the problems and questions you may face as an investor.… - Ohio - Division of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Oklahoma - Department of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Pennsylvania Department of Banking and Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Securities and Exchange Commission (SEC)
Handles complaints about stock brokerage firms, mutual funds, stock transactions, stolen or lost certificates, and insider trading. The Commission is responsible for preventing fraud and… - South Carolina - Attorney Generals Office Securities Section
The Securities Division of the Attorney General's office exists to ensure as fair a marketplace as possible in the trading of securities by protecting South… - South Dakota - Division of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Tennessee - Department of Commerce and Insurance Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Utah - Department of Commerce, Division of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Washington - Department of Financial Institutions, Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - West Virginia - Securities Division
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Wyoming - Securities Division
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Delaware - Department of Justice Division of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Minnesota - Department of Commerce
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Missouri - Securities Division
The Secretary of State, through the Securities Division, is responsible for protecting Missouri investors from fraud and for ensuring that firms and individuals that sell… - New Hampshire - Bureau of Securities Regulation
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - New York - Investor Protection Bureau of NY State Attorney General
The Investor Protection Bureau is charged with enforcing the New York State securities law, commonly known as the Martin Act. The Martin Act gives the… - North Dakota - Securities Commissioner
The North Dakota Securities Department regulates the offer and sale of securities and franchises in the State of North Dakota, and protects the investing public… - Office of Investor Education and Advocacy (SEC)
The SEC's Office of Investor Education and Assistance provides a variety of services to address the problems and questions you may face as an investor.… - Oklahoma - Department of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Pennsylvania Department of Banking and Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - South Carolina - Attorney Generals Office Securities Section
The Securities Division of the Attorney General's office exists to ensure as fair a marketplace as possible in the trading of securities by protecting South… - Utah - Department of Commerce, Division of Securities
Each state has its own laws and regulations for securities brokers and for all types of securities, including stocks, mutual funds, commodities, real estate offerings,… - Fresno County District Attorney
The Business Affairs Unit conducts investigations and prosecutions of consumer protection and fraud cases, business law violations, environmental law violations and major fraud. - Sacramento County District Attorney
Takes complaints and investigates advertising fraud, business misrepresentation and environmental problems.
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